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GLBA Compliance Resources

GLBA Safeguards Guidance for Financial Institutions.

Practical guidance for banks, credit unions, mortgage companies, investment firms, insurance organizations, and other financial institutions implementing the Gramm-Leach-Bliley Act (GLBA) Safeguards Rule.

GLBA Focus Areas
GLBA Resource Library

Browse by Compliance Area

This framework page will expand as additional GLBA implementation guidance is published.

Foundation

GLBA Fundamentals

Learn the structure of the GLBA Safeguards Rule and financial institution responsibilities.

Technical Safeguards

Protect Customer Information

Identity security, MFA, encryption, endpoint protection, monitoring, and secure remote access.

Operations

Operational Security

Security operations, vulnerability management, incident response, awareness training, and resilience.

Governance

Oversight & Vendor Risk

Board reporting, service provider oversight, evidence collection, and examination readiness.

Security Readiness Assessment

Start with a clear view of your risk, readiness, and next steps.

DBT’s Security Readiness Assessment helps identify gaps across cybersecurity operations, identity, compliance, infrastructure, monitoring, and resilience so your team can prioritize practical improvements.